Root Cause Analysis

Quality Management & Training Limited

Root Cause Analysis (RCA):

Root cause analysis is a methodology that is continually evolving. Like most Quality Improvement approaches it is not magic; “there is no silver bullet”. It is the application in a different way of a series of well known, common sense techniques which used in a different combination can produce a systematic, quantified and documented approach to the identification, understanding and resolution of underlying causes of under achieved quality in organisations. Below is a definition, which encapsulates the main points of this technique:

“An objective, thorough and disciplined methodology employed to determine the most probable underlying causes of problems and undesired events within an organisation with the aim of formulating and agreeing corrective actions to at least mitigate if not eliminate those causes and so produce significant long term performance improvement.”

 

Definitions:

There are a number of difference definitions of RCA

  • “An objective, thorough and disciplined methodology employed to determine the most probable underlying causes of  problems and undesired events within an organisation with the aim of formulating and agreeing corrective actions to at least mitigate if not eliminate those causes and so produce significant long term performance improvement.” - Vorley & Tickle, Quality Management (Tools & Techniques), 2002
  • “A powerful tool used to identify, record and visually represent the possible causes of a problem” Instead of problems and their effects appearing vast and insoluble, root cause analysis breaks down the problem into smaller, more easily handled chunks represented by a ‘fishbone’ diagram”. - Paul Wilson RCA (ASQC)
  • “The investigation and reporting the causes of occurrences to enable the identification of corrective actions adequate to prevent recurrence and thereby protect the health and safety of the public, the workers, and the environment.” - RCA Guidance document DOE Guidelines, Feb 92

Why is RCA important?

Well there are a number of reason:

  • Getting to the root cause means stopping it from ever happening again
  • A structured problem solving – an agreed approach Determines underlying causes
  • It prevents reoccurrence
  • Provides a permanent solutions
  • It avoids repeats of non-conformities

Also it may be:

  • Part of policy and goals of the Organisation
  • Providing long term improvement
  • A powerful vehicle for training people
  • Analysing for root cause is a mind-set, it takes more time at first but is a ‘high return investment’ for eliminating fire fighting

There is available a RCA Mini Guide in pdf format which also is downloadable by clicking of the image opposite. Note: none printable for actual booklet email sales@qmt.co.uk)

Contents list

1)     Introduction.

2)     Why complete Root Cause Analysis?.

3)     QM&T approach to RCA.

4)     Practical guide to carrying out an RCA.

5)     RCA Tools & Techniques.

6)     Look up table for completing an RCA.

7)     Examples RCA’s.

8)     Hints and Tips.

9)     12 Pitfalls of RCA.

 

     

Alternatively a more fuller explanation is available in the book Quality Management Tools & Techniques By: Geoff Vorley MSc MCQI and Fred Tickle BA Ceng MIMech E MIEE MCQI

Introduction
 

This book Quality Management (Tools and Techniques) is intended to provide quality professionals and students with a clear and comprehensive understanding of the tools and techniques of quality. It delivers an exploration of the applicability and effectiveness of different quality tools and techniques for all organisational types. The intention being to encourage and stimulate the reader to feel sufficiently confident to use the tools and techniques in a practical and rewarding way.

Quality Management (Tools and Techniques) is part of the Quality Management series which includes; Introduction to Quality, Quality Management (Principles and Practice) and Quality Management (Communications and Projects). For clarity and continuity purposes, there is correctly some overlap between these titles. However, this book is expected to be ‘stand alone’ and a comprehensive and practical reference to all the major quality management tools and techniques.

The overall aim of this book Quality Management (Tools and Techniques) is to:

  • provide a clear awareness and understanding of the disciplines, tools and techniques of quality improvement.

  • enable the user to be capable of practical evaluation of the tools and techniques for variety of situations.

  • enable the confident application of the appropriate quality tools and techniques for the selected activities in the business or organisation.

Detailed below, is what could reasonably be expected to be appreciated and be competent in performing, as a consequence of studying this book.

  • Demonstrate and present an argument for the use of the tools and techniques of quality improvement.

  • Evaluate the applicability of tools and techniques of quality.

  • Appropriately apply the quality tool or technique.

  • Appraise the effectiveness of individual applications of the quality tool or technique.

  • Analyse the contribution to quality improvement of the tools and techniques in a variety of organisational settings.

  • Understand and develop the relationship between an organisation and its suppliers.

INFORMATION

  • ISBN 1 904302 19 X
  • Pages: 359
  • Diagrams & Pictures: 126
  • Tables: 47

l

For further information

Training courses

If you would like to know more about RCA please contact Edda Saunders at:

 

Telephone:    +44 -0 1483 453511
Fax:    +44 -0 1483 453512
Postal address:   Quality Management & Training Limited PO Box 172, Guildford, Surrey, GU2 7FN United Kingdom
Electronic mail:
Technical Support: help@qmt.co.uk
General Information: Edda Saunders
sales@qmt.co.uk
Customer Support: Mary-Clare Bushell tutor@qmt.co.uk

Links

  • Quality Management & Training Limited: http://www.qmt.co.uk/  Everything you wanted to know about Quality Management, Books, Distance Learning, Training courses, Software....

  • Customer Satisfaction:  http://www.customer-satisfaction.co.uk Our new Customer Satisfaction website which may help you consider, what options you have when evaluating, what your customers think of your organisation and its products and services? - How loyal are your customers? ...

  • Poka-Yoke:  http://www.poka-yoke.org.uk Everything you wanted to know about Poke-Yoke and Fool or Mistake Proofing...

  • Quality: http://www.quality-uk.com/ Quality always appears to be a moving target, changing in terms of direction and standard, but after all this time of "getting it right" ...

  • Quality Books: http://www.quality-books.org.uk/ Quality Management & Training (publications) Limited offer a large selection of books, distance learning packages, videos, posters and software that cover all aspects of quality, environment, health & safety and security...

  • Quality Training: http://www.quality-training.org.uk A comprehensive range of Quality Assurance & Management Training courses (At QM&T training centre, Online, Distance Learning, In-company...

  • Root Cause Analysis: http://www.root-cause-analysis.co.uk Root cause analysis is a relatively new methodology that is continually evolving. Like most Quality Improvement approaches it is not magic; “there is no silver bullet”...

  • Security Management: http://www.security-management-systems.co.uk/ Security refers to the policies, procedures and technical measures used to prevent unauthorised access, alteration, theft and physical damage to information systems by outside hackers as well as employees... 

  • Six Sigma:  http://www.6sigma-training.co.uk  or  http://www.sigma-6.co.uk 6F -  Six Sigma is a business strategy as well as a quality improvement technique. It began in the 1980’s at ...

  • Process Mapping: http://www.process-mapping.co.uk  Process Mapping and Process Flow Charting are techniques that can be employed to not only provide a visual representation of a procedure but also have the potential to identify significant savings in the way in which the process is organised and performed.  This is particularly so when aligned with Process Cost Modelling... 

  • Failure Mode Effects Analysis: http://www.fmea-training.co.uk/ Failure Mode Effects Analysis (FMEA) or to give it its correct title Failure Mode Effects & Criticality Analysis (FMECA) is a logical technique used to identify and eliminate possible causes of failure.

  • IQA Diploma:  http://www.iqa-diploma.co.uk  QM&T are an Institute of Quality Assurance (IQA) registered Education Centre.  This together with our team having over fifty years experience of working with the IQA, means that you can buy with confidenceOur IQA experience includes not only setting, markings and assessing IQA examination papers but also writing the standard text books for the courses and articles on Quality Assurance and attending various IQA meeting and committees. 

  • Health & Safety:  http://www.health-safety-online.co.uk  QM&T has for over 20 years successfully delivering training support and are please to announce the following products to support your Health & safety initiative.

  • Quality Awareness: http://www.quality-awareness.co.uk  Not getting the quality message across?  New starts and even existing employees seem unaware of the quality management system or the importance of quality? 

 

© Quality Management & Training Limited    Tuesday, 12 August 2008

Please note all material on this web site is copyright Quality Management & Training Limited.  It is available for free use by application to Quality Management & Training Limited.